Hedge funds and other private funds regulation and compliance 2005 2006 edition securities law handbook series 2005 2006 thomas p lemke gerald t lins kathryn l hoenig patricia s rube on amazoncom free shipping on qualifying offers. Options mcgraw hill 2008 regulation of investment advisors 2008 edition securities law handbook series hedge funds and other private funds regulation and compliance 2005 2006 edition regulation of investment advisers securities law series as preparation for and attention to the evolving regulatory environment for hedge funds. The secs push to conduct narrowly focused examinations of newly registered investment advisers is ahead of schedule and providing it with insights about compliance weaknesses hedge fund advisers and private equity companies to date the sec has completed 210 presence exams while 42 are currently open. In the united states hedge funds are regulated under regulation d of the securities act of 1933 however there is an exemption that allows you to make a private placement of your hedge fund without having to register the security with the us securitiesand exchange commission sec and each state an expensive and time consuming process. An overview of exemptions for hedge fund advisers the official blog of legal compliance llc as i have blogged about in the past the jobs act will have a significant impact on hedge funds and in particular smaller hedge funds
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